General Counsel Best Practices: Insider Trading
General counsel best practices for insider trading include keeping a tight record of entity data with an audit trail for better tracking.
General counsel best practices for insider trading include keeping a tight record of entity data with an audit trail for better tracking.
In order for an organization to have the ability to control insider trading, by better tracking a rise in trade without a news release.
Insider trading presents a challenge to organizations. Entity management technology makes tracking easier by data breakdown of shareholder structure.
Proper use of insider trading reporting is dictated by the SEC & officers who file these reports include several roles including the president & CFO.
There are several options for how to report insider trading within your business or your entities & a surefire way to better combat it is with technology.
The SEC has put forth several laws in order to better combat and prevent insider trading. With the right technology, organizations can do the same.