Insider trading presents a challenge to organizations. Entity management technology makes tracking easier by data breakdown of shareholder structure.
All Insider Trading Content
Proper use of insider trading reporting is dictated by the SEC & officers who file these reports include several roles including the president & CFO.
There are several options for how to report insider trading within your business or your entities & a surefire way to better combat it is with technology.
The SEC has put forth several laws in order to better combat and prevent insider trading. With the right technology, organizations can do the same.
Learn the five best practices to prevent illegal insider trading in order to ensure financial compliance and that your entities are protected from abuse.
Market abuse is defined as behavior that intentionally harms the integrity of markets. Most frequently, this takes two forms: insider trading and market manipulation.